Oi Ling Tse
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Oi Ling Tse (謝愛玲), a licensed Responsible Officer with CE reference AHJ799. Currently licensed at 1 firm(s): Stockwell Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 23.4 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Stockwell Securities Limited 常匯證券有限公司 |
RO | Type 1 - Dealing in securities | 2022-07-01 | present |
| Stockwell Securities Limited 常匯證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2022-07-01 | present |
| Stockwell Commodities Limited 常匯商品期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2005-06-07 | 2022-06-30 |
| Stockwell Securities Limited 常匯證券有限公司 |
RO | Type 1 - Dealing in securities | 2005-03-10 | 2022-06-30 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-03-10 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-06-14 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-06-14 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-07-07 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-06-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Oi Ling Tse during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.