Fung Lan Au
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fung Lan Au (歐鳳蘭), a licensed Responsible Officer with CE reference AGP056. Currently licensed at 1 firm(s): China Securities (International) Corporate Finance Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 22.8 years of SFC licence history. Total licence records on file: 12.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 1 - Dealing in securities | 2019-03-15 | present |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2013-04-08 | present |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2009-03-27 | 2013-01-03 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-01-21 | 2009-03-27 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
RO | Type 6 - Advising on corporate finance | 2007-09-21 | 2008-09-11 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
RO | Type 6 - Advising on corporate finance | 2006-06-01 | 2008-03-03 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-09-01 | 2006-06-01 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-01-28 | 2005-09-01 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-01-28 | 2005-09-01 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-27 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-28 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Fung Lan Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.