John Chuen Wah Tran
陳傳華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Chuen Wah Tran (陳傳華), a licensed former licensee with CE reference ADR230. This person has 6.4 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sinochem Kingsway Asset Management Limited | RO | Type 9 - Asset management | 2007-06-13 | 2009-09-01 |
| Kingsway SW Asset Management Limited 滙富資產管理有限公司 |
RO | Type 6 - Advising on corporate finance | 2007-01-15 | 2009-09-01 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 9 - Asset management | 2006-12-11 | 2009-09-01 |
| Kingsway SBF Investment Management Company Limited | RO | Type 9 - Asset management | 2006-12-11 | 2009-09-01 |
| Kingsway SW Asset Management Limited 滙富資產管理有限公司 |
RO | Type 9 - Asset management | 2006-12-11 | 2009-09-01 |
| Kingsway SBF Investment Management Company Limited | RO | Type 9 - Asset management | 2005-05-04 | 2005-12-04 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 1 - Dealing in securities | 2004-03-11 | 2009-09-01 |
| Kingsway Capital Limited 滙富融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2003-10-20 | 2009-09-01 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 6 - Advising on corporate finance | 2003-10-20 | 2009-09-01 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2003-10-03 | 2003-10-20 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 6 - Advising on corporate finance | 2003-10-03 | 2003-10-20 |
| Central China International Capital Limited 中州國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as John Chuen Wah Tran during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.