John Chuen Wah Tran
陳傳華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Chuen Wah Tran (陳傳華), a licensed former licensee with CE reference ADR230. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sinochem Kingsway Asset Management Limited |
RO | Type 9 — Asset management | 2007-06-13 | 2009-09-01 |
| Kingsway SW Asset Management Limited 滙富資產管理有限公司 |
RO | Type 6 — Advising on corporate finance | 2007-01-15 | 2009-09-01 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 9 — Asset management | 2006-12-11 | 2009-09-01 |
| Kingsway SBF Investment Management Company Limited |
RO | Type 9 — Asset management | 2006-12-11 | 2009-09-01 |
| Kingsway SW Asset Management Limited 滙富資產管理有限公司 |
RO | Type 9 — Asset management | 2006-12-11 | 2009-09-01 |
| Kingsway SBF Investment Management Company Limited |
RO | Type 9 — Asset management | 2005-05-04 | 2005-12-04 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 1 — Dealing in securities | 2004-03-11 | 2009-09-01 |
| Kingsway Capital Limited 滙富融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2003-10-20 | 2009-09-01 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 6 — Advising on corporate finance | 2003-10-20 | 2009-09-01 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-10-03 | 2003-10-20 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-10-03 | 2003-10-20 |
| Central China International Capital Limited 中州國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-09-09 |