Kin Chung Yip
葉建中
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Chung Yip (葉建中), a licensed former licensee with CE reference ADT599. This person has 18.3 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-09-24 | 2021-08-20 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 4 - Advising on securities | 2014-05-14 | 2018-08-31 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-10-04 | 2009-12-31 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-09-12 | 2009-12-31 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2007-09-12 | 2014-04-15 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2008-03-03 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2008-03-03 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2008-03-03 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-09-08 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-04-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kin Chung Yip during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.