Chun Kit Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Kit Li (李俊杰), a licensed Representative with CE reference AGG744. Currently licensed at 2 firm(s): Morgan Stanley Asia Limited, Morgan Stanley Hong Kong Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 7 - Providing automated trading services. This person has 17.4 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-09-14 | present |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | 2015-09-14 | present |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2015-09-14 | present |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 7 - Providing automated trading services | 2015-09-14 | present |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2011-02-17 | 2014-05-20 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2004-05-20 | 2006-07-21 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2004-05-20 | 2006-07-21 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2004-05-20 | 2006-07-21 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-01-07 | 2004-05-18 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-01-07 | 2004-05-18 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-05-18 |
| Goldin Equities Limited 高銀(證券)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-05-18 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-12-03 |
| Goldin Equities Limited 高銀(證券)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-12-03 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-03 |
| Goldin Equities Limited 高銀(證券)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-03 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-04-29 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-03 |
| Goldin Equities Limited 高銀(證券)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chun Kit Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.