Freda Shin Yee Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Freda Shin Yee Wong (黃倩而), a licensed Responsible Officer with CE reference AFV839. Currently licensed at 1 firm(s): Sunny Fortune Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 22.5 years of SFC licence history. Total licence records on file: 18.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sunny Fortune Capital Limited 日進資本有限公司 |
RO | Type 1 - Dealing in securities | 2020-01-15 | present |
| Sunny Fortune Capital Limited 日進資本有限公司 |
RO | Type 4 - Advising on securities | 2020-01-15 | present |
| Sunny Fortune Capital Limited 日進資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2020-01-15 | present |
| South China Securities Limited 南華證券投資有限公司 |
RO | Type 1 - Dealing in securities | 2015-09-15 | 2019-10-22 |
| South China Research Limited 南華資料研究有限公司 |
RO | Type 4 - Advising on securities | 2015-09-15 | 2019-10-22 |
| South China Capital Limited 南華融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2015-09-15 | 2019-10-22 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2015-09-09 | 2015-09-15 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 4 - Advising on securities | 2015-09-09 | 2015-09-15 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-09-09 | 2015-09-15 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
RO | Type 4 - Advising on securities | 2007-08-17 | 2015-06-01 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2006-11-09 | 2015-06-01 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2006-11-09 | 2015-06-01 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-09-05 | 2006-11-09 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-09-05 | 2006-11-09 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 - Dealing in securities | 2005-02-16 | 2006-04-19 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2006-04-19 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2006-04-19 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-01-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Freda Shin Yee Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.