Man Wai Li
李文偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Man Wai Li (李文偉), a licensed former licensee with CE reference AFU096. This person has 9.2 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2010-11-16 | 2013-01-15 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 4 - Advising on securities | 2010-11-16 | 2013-01-15 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | 2010-11-16 | 2013-01-15 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-05-26 | 2010-11-16 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2010-05-26 | 2010-11-16 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-05-26 | 2010-11-16 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-09-18 | 2010-02-16 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-09-18 | 2010-02-16 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2007-05-15 | 2008-08-13 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2006-06-07 | 2008-08-13 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2006-06-07 | 2008-08-13 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2005-05-19 | 2006-03-24 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2005-05-19 | 2006-03-24 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2005-05-19 | 2006-03-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-03-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2006-03-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2006-03-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 - Providing automated trading services | Pre-2003 | 2005-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2005-01-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Man Wai Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.