Maartje Leonoor Bus
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Maartje Leonoor Bus ( ), a licensed former licensee with CE reference AJN012. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-14 | 2012-11-21 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-06-14 | 2012-11-21 |
| ICAP Equities Asia Limited | Rep | Type 1 — Dealing in securities | 2009-01-08 | 2010-04-14 |
| ICAP Equities Asia Limited | Rep | Type 4 — Advising on securities | 2009-01-08 | 2010-04-14 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-29 | 2008-08-29 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-05-29 | 2008-08-29 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-09-06 | 2005-02-18 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2004-09-06 | 2005-02-18 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-03-04 | 2004-09-03 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2004-03-04 | 2004-09-03 |