Abhishek Bakshi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Abhishek Bakshi ( ), a licensed former licensee with CE reference ANQ385. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-12 | 2011-12-01 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-07-12 | 2011-12-01 |