Ka Ho Lam
林嘉浩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Ho Lam (林嘉浩), a licensed former licensee with CE reference AFO423. This person has 21.8 years of SFC licence history. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fair Eagle Securities Company Limited 天發證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-06-27 | 2025-05-01 |
| Fair Eagle Futures Company Limited | Rep | Type 2 - Dealing in futures contracts | 2022-06-27 | 2025-05-01 |
| Nerico Brothers Limited | Rep | Type 2 - Dealing in futures contracts | 2018-08-13 | 2022-03-31 |
| Nerico Brothers Limited | Rep | Type 1 - Dealing in securities | 2010-08-09 | 2022-03-31 |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2010-07-30 |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-28 |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-28 |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Ho Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.