Kwai Chun Line
楊貴珍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwai Chun Line (楊貴珍), a licensed former licensee with CE reference ACK809. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| On Excel Asset Management Limited 滙凱資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-12-05 | 2022-05-06 |
| On Excel Asset Management Limited 滙凱資產管理有限公司 |
RO | Type 5 — Advising on futures contracts | 2019-12-05 | 2022-05-06 |
| On Excel Asset Management Limited 滙凱資產管理有限公司 |
RO | Type 9 — Asset management | 2019-12-05 | 2022-05-06 |
| Yew Tree Limited 紫杉樹有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-09-03 | 2022-05-06 |
| Yew Tree Limited 紫杉樹有限公司 |
RO | Type 1 — Dealing in securities | 2019-06-11 | 2022-05-06 |
| Yew Tree Limited 紫杉樹有限公司 |
Rep | Type 1 — Dealing in securities | 2019-03-28 | 2019-06-11 |
| Berich Brokerage Limited 百裕證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-02-28 | 2019-03-25 |
| Planetree Asset Management Limited 梧桐資產管理有限公司 |
RO | Type 9 — Asset management | 2018-11-05 | 2019-02-27 |
| Planetree Asset Management Limited 梧桐資產管理有限公司 |
Rep | Type 9 — Asset management | 2012-12-20 | 2018-11-05 |
| Planetree Securities Limited 梧桐證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2019-02-27 |
| Planetree Futures Limited 梧桐期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2019-02-27 |
| Planetree Securities Limited 梧桐證券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-09-20 |
| Planetree Futures Limited 梧桐期貨有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2004-09-20 |
| Planetree Securities Limited 梧桐證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-09-20 |
| Planetree Futures Limited 梧桐期貨有限公司 |
RO | Type 9 — Asset management | present | 2004-09-20 |
| Planetree Securities Limited 梧桐證券有限公司 |
RO | Type 9 — Asset management | present | 2004-09-20 |