Siu Lung Tsui
徐小龍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Lung Tsui (徐小龍), a licensed former licensee with CE reference AGN289. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yew Tree Limited 紫杉樹有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-08-31 | 2022-04-30 |
| Yew Tree Limited 紫杉樹有限公司 |
Rep | Type 1 — Dealing in securities | 2019-04-04 | 2022-04-30 |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2019-04-03 |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-28 |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-28 |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-28 |