Juliana Pui Ling Chan
陳佩玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Juliana Pui Ling Chan (陳佩玲), a licensed former licensee with CE reference ADI999. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| On Excel Asset Management Limited 滙凱資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-02-25 | 2022-05-06 |
| On Excel Asset Management Limited 滙凱資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2020-02-25 | 2022-05-06 |
| On Excel Asset Management Limited 滙凱資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-02-25 | 2022-05-06 |
| Yew Tree Limited 紫杉樹有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-11-14 | 2022-07-14 |
| Yew Tree Limited 紫杉樹有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-10-16 | 2019-11-14 |
| Yew Tree Limited 紫杉樹有限公司 |
RO | Type 1 — Dealing in securities | 2018-09-28 | 2022-07-14 |
| Planetree Asset Management Limited 梧桐資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-04-27 | 2018-09-22 |
| Planetree Futures Limited 梧桐期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-10-16 | 2018-09-22 |
| Planetree Securities Limited 梧桐證券有限公司 |
RO | Type 1 — Dealing in securities | 2004-03-02 | 2018-09-22 |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-03-02 |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-14 |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-14 |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-14 |