Alan Ngar Lok Cheung
張雅樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan Ngar Lok Cheung (張雅樂), a licensed Responsible Officer with CE reference AFF115. Currently licensed at 1 firm(s): Lumen Innovation Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 32.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lumen Innovation Asset Management Limited | RO | Type 4 — Advising on securities | 2026-01-30 | present |
| Lumen Innovation Asset Management Limited | RO | Type 9 — Asset management | 2026-01-30 | present |
| Lumen Innovation Asset Management Limited | Rep | Type 4 — Advising on securities | 2025-12-03 | 2026-01-30 |
| Lumen Innovation Asset Management Limited | Rep | Type 9 — Asset management | 2025-12-03 | 2026-01-30 |
| 313 Capital Management Limited 313資本管理有限公司 |
RO | Type 2 — Dealing in futures contracts | 2025-06-25 | 2025-11-30 |
| 313 Capital Management Limited 313資本管理有限公司 |
RO | Type 5 — Advising on futures contracts | 2025-06-25 | 2025-11-30 |
| 313 Capital Management Limited 313資本管理有限公司 |
RO | Type 4 — Advising on securities | 2023-02-17 | 2025-11-30 |
| 313 Capital Management Limited 313資本管理有限公司 |
RO | Type 9 — Asset management | 2023-02-17 | 2025-11-30 |
| Fortune Hill Asset Management Limited 富春山資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-05-10 | 2022-07-10 |
| Fortune Hill Asset Management Limited 富春山資產管理有限公司 |
RO | Type 9 — Asset management | 2021-05-10 | 2022-07-10 |
| Koala Securities Limited 樹熊證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-06-24 | 2021-04-30 |
| Koala Securities Limited 樹熊證券有限公司 |
RO | Type 4 — Advising on securities | 2020-06-24 | 2021-04-30 |
| Koala Capital Management Limited 樹熊資本管理有限公司 |
RO | Type 9 — Asset management | 2020-06-24 | 2021-04-30 |
| Koala Securities Limited 樹熊證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-05-12 | 2020-06-24 |
| Koala Securities Limited 樹熊證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-05-12 | 2020-06-24 |
| Koala Capital Management Limited 樹熊資本管理有限公司 |
Rep | Type 9 — Asset management | 2020-05-12 | 2020-06-24 |
| Planetree Asset Management Limited 梧桐資產管理有限公司 |
RO | Type 9 — Asset management | 2018-04-17 | 2020-05-11 |
| Planetree Securities Limited 梧桐證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-12-07 | 2020-05-11 |
| Planetree Futures Limited 梧桐期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2015-12-07 | 2020-05-11 |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-29 | 2015-12-07 |
| Planetree Futures Limited 梧桐期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-10-29 | 2015-12-07 |
| Planetree Asset Management Limited 梧桐資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-10-29 | 2018-04-17 |
| Horizon Commodities and Futures Company Limited 利宏商品及期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2015-02-04 | 2015-10-08 |
| Planetree Asset Management Limited 梧桐資產管理有限公司 |
Rep | Type 9 — Asset management | 2012-12-19 | 2015-01-31 |
| Planetree Futures Limited 梧桐期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2004-05-12 | 2015-01-31 |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2015-01-31 |
| Planetree Futures Limited 梧桐期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-05-12 |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-13 |
| Planetree Futures Limited 梧桐期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-10-13 |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-13 |
| Planetree Futures Limited 梧桐期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-13 |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-13 |