Chi Kin Yau
邱志堅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Kin Yau (邱志堅), a licensed former licensee with CE reference ADR779. This person has 20.0 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| West Bull Securities Limited 西牛證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-02-13 | 2023-12-31 |
| Yew Tree Limited 紫杉樹有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-08-06 | 2022-04-30 |
| Yew Tree Limited 紫杉樹有限公司 |
Rep | Type 1 - Dealing in securities | 2019-04-04 | 2022-04-30 |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2019-04-03 |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-28 |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-28 |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Kin Yau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.