Siu Yat Fong
方少逸
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Yat Fong (方少逸), a licensed Responsible Officer with CE reference AFA176. Currently licensed at 1 firm(s): Futu Securities International (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. This person has 22.0 years of SFC licence history. Total licence records on file: 47.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2026-03-03 | present |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2026-03-03 | present |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
RO | Type 4 - Advising on securities | 2026-03-03 | present |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | 2026-03-03 | present |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
RO | Type 9 - Asset management | 2026-03-03 | present |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2026-01-06 | 2026-03-03 |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2026-01-06 | 2026-03-03 |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2026-01-06 | 2026-03-03 |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2026-01-06 | 2026-03-03 |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
Rep | Type 9 - Asset management | 2026-01-06 | 2026-03-03 |
| Ahead Asset Management Limited 正得資產管理有限公司 |
RO | Type 4 - Advising on securities | 2024-09-23 | 2025-07-28 |
| Ahead Asset Management Limited 正得資產管理有限公司 |
RO | Type 9 - Asset management | 2024-09-23 | 2025-07-28 |
| Ahead Asset Management Limited 正得資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2024-08-22 | 2024-09-23 |
| Ahead Asset Management Limited 正得資產管理有限公司 |
Rep | Type 9 - Asset management | 2024-08-22 | 2024-09-23 |
| Forthright Capital Management Limited 方德資本管理有限公司 |
RO | Type 1 - Dealing in securities | 2022-10-18 | 2024-07-18 |
| Forthright Capital Management Limited 方德資本管理有限公司 |
RO | Type 4 - Advising on securities | 2021-06-03 | 2024-07-18 |
| Forthright Capital Management Limited 方德資本管理有限公司 |
RO | Type 9 - Asset management | 2021-06-03 | 2024-07-18 |
| Forthright Securities Company Limited 方德證券有限公司 |
RO | Type 1 - Dealing in securities | 2020-07-21 | 2024-07-18 |
| Forthright Securities Company Limited 方德證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2020-07-21 | 2024-07-18 |
| Forthright Securities Company Limited 方德證券有限公司 |
RO | Type 4 - Advising on securities | 2020-07-21 | 2024-07-18 |
| Forthright Securities Company Limited 方德證券有限公司 |
RO | Type 5 - Advising on futures contracts | 2020-07-21 | 2024-07-18 |
| Forthright Securities Company Limited 方德證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-04-27 | 2020-07-21 |
| Forthright Securities Company Limited 方德證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-04-27 | 2020-07-21 |
| Forthright Securities Company Limited 方德證券有限公司 |
Rep | Type 4 - Advising on securities | 2020-04-27 | 2020-07-21 |
| Forthright Securities Company Limited 方德證券有限公司 |
Rep | Type 5 - Advising on futures contracts | 2020-04-27 | 2020-07-21 |
| Redstone Asset Management Limited 紅石資產管理有限公司 |
RO | Type 4 - Advising on securities | 2019-06-27 | 2020-03-05 |
| Redstone Asset Management Limited 紅石資產管理有限公司 |
RO | Type 9 - Asset management | 2019-06-27 | 2020-03-05 |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
RO | Type 2 - Dealing in futures contracts | 2018-08-31 | 2018-12-28 |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
RO | Type 1 - Dealing in securities | 2017-12-20 | 2018-12-28 |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
RO | Type 4 - Advising on securities | 2017-12-20 | 2018-12-28 |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
RO | Type 9 - Asset management | 2017-12-20 | 2018-12-28 |
| Fulbright Asset Management Limited 富昌資產管理有限公司 |
RO | Type 9 - Asset management | 2015-10-22 | 2017-11-19 |
| Fulbright Asset Management Limited 富昌資產管理有限公司 |
Rep | Type 9 - Asset management | 2015-10-02 | 2015-10-22 |
| Fulbright Securities Limited 富昌證券有限公司 |
RO | Type 4 - Advising on securities | 2012-06-11 | 2017-11-19 |
| Fulbright Futures Limited 富昌期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2012-03-20 | 2017-11-19 |
| Fulbright Securities Limited 富昌證券有限公司 |
RO | Type 1 - Dealing in securities | 2011-07-11 | 2017-11-19 |
| Fulbright Futures Limited 富昌期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2005-12-05 | 2017-11-19 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-10-08 | 2011-07-11 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-10-25 | 2005-10-05 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2004-10-25 | 2005-10-05 |
| Apricot Capital (Hong Kong) Limited 金杏資本(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-09-16 |
| Apricot Capital (Hong Kong) Limited 金杏資本(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-08-18 |
| Apricot Capital (Hong Kong) Limited 金杏資本(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-08-18 |
| Apricot Capital (Hong Kong) Limited 金杏資本(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-08-18 |
| Topmore Commodities Limited 德盛期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-09-16 |
| Topmore Commodities Limited 德盛期貨有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2004-08-18 |
| Topmore Commodities Limited 德盛期貨有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-08-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Yat Fong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.