Ngai Yuen Tse
謝毅遠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ngai Yuen Tse (謝毅遠), CE reference ADR060. Currently licensed at 2 firm(s): Fulbright Securities Limited, Fulbright Futures Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-06-26 | present |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-06-26 | present |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-10-04 | 2006-06-16 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-10-04 | 2006-06-16 |
| Asia Pacific Securities Limited 亞太證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-04-17 | 2005-10-03 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-04-17 | 2005-10-03 |