Long Shan Shek
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Long Shan Shek (石朗山), a licensed Representative with CE reference AED777. Currently licensed at 1 firm(s): Harris Fraser (International) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 23.3 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2014-06-17 | present |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2014-06-17 | present |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 9 - Asset management | 2014-06-17 | present |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 - Dealing in securities | 2009-03-03 | 2014-05-30 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 - Advising on securities | 2005-12-13 | 2012-01-04 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 - Asset management | 2005-12-13 | 2014-05-30 |
| Pacific World Asset Management Limited 盛世資產管理有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-12-01 |
| Pacific World Asset Management Limited 盛世資產管理有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-11 |
| Pacific World Asset Management Limited 盛世資產管理有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-12-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Long Shan Shek during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.