Stella York Ying Lau
劉若瑩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stella York Ying Lau (劉若瑩), a licensed former licensee with CE reference AHN916. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PC Securities Limited 寶鉅證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-14 | 2015-01-23 |
| Paochu Investment Advisory Limited 寶鉅投資顧問有限公司 |
Rep | Type 9 — Asset management | 2013-04-11 | 2014-04-22 |
| Paochu Investment Advisory Limited 寶鉅投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2012-09-26 | 2014-04-22 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 — Dealing in securities | 2009-03-02 | 2012-08-14 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 — Advising on securities | 2005-12-13 | 2012-01-04 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 — Asset management | 2005-12-13 | 2012-08-14 |
| Pacific World Asset Management Limited 盛世資產管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-12-01 |
| Pacific World Asset Management Limited 盛世資產管理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-11 |
| Pacific World Asset Management Limited 盛世資產管理有限公司 |
Rep | Type 9 — Asset management | present | 2005-12-01 |