Stella York Ying Lau
劉若瑩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stella York Ying Lau (劉若瑩), a licensed former licensee with CE reference AHN916. This person has 11.4 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PC Securities Limited 寶鉅證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-07-14 | 2015-01-23 |
| Paochu Investment Advisory Limited 寶鉅投資顧問有限公司 |
Rep | Type 9 - Asset management | 2013-04-11 | 2014-04-22 |
| Paochu Investment Advisory Limited 寶鉅投資顧問有限公司 |
Rep | Type 4 - Advising on securities | 2012-09-26 | 2014-04-22 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 - Dealing in securities | 2009-03-02 | 2012-08-14 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 - Advising on securities | 2005-12-13 | 2012-01-04 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 - Asset management | 2005-12-13 | 2012-08-14 |
| Pacific World Asset Management Limited 盛世資產管理有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-12-01 |
| Pacific World Asset Management Limited 盛世資產管理有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-11 |
| Pacific World Asset Management Limited 盛世資產管理有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-12-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Stella York Ying Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.