Stephanie Sin Ping Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephanie Sin Ping Chan (陳倩萍), a licensed Representative with CE reference ADY910. Currently licensed at 2 firm(s): China Galaxy International Securities (Hong Kong) Co., Limited, China Galaxy International Futures (Hong Kong) Co., Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 23.3 years of SFC licence history. Total licence records on file: 20.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-06-29 | present |
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-06-29 | present |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2014-04-17 | 2021-06-18 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-04-17 | 2021-06-18 |
| Funderstone Securities Limited | Rep | Type 1 - Dealing in securities | 2014-03-07 | 2014-04-07 |
| Funderstone Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2014-03-07 | 2014-04-07 |
| Funderstone Futures Limited | Rep | Type 9 - Asset management | 2014-03-07 | 2014-04-07 |
| Funderstone Securities Limited | Rep | Type 9 - Asset management | 2014-03-07 | 2014-04-07 |
| Funderstone Futures Limited | RO | Type 9 - Asset management | 2011-11-02 | 2014-03-07 |
| Funderstone Securities Limited | RO | Type 9 - Asset management | 2011-11-02 | 2014-03-07 |
| Funderstone Securities Limited | RO | Type 1 - Dealing in securities | 2011-09-15 | 2014-03-07 |
| Funderstone Futures Limited | RO | Type 2 - Dealing in futures contracts | 2011-09-15 | 2014-03-07 |
| Funderstone Asset Management (HK) Limited | Rep | Type 9 - Asset management | 2011-06-02 | 2014-04-07 |
| Funderstone Securities Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2011-09-15 |
| Funderstone Futures Limited | Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2011-09-15 |
| Funderstone Securities Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2005-01-20 |
| Funderstone Futures Limited | Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2005-01-20 |
| Funderstone Securities Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-20 |
| Funderstone Futures Limited | Rep | Type 9 - Asset management | Pre-2003 | 2011-11-02 |
| Funderstone Securities Limited | Rep | Type 9 - Asset management | Pre-2003 | 2011-11-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Stephanie Sin Ping Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.