Winnie Wing Yan Liu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Winnie Wing Yan Liu (廖詠茵), a licensed Representative with CE reference ADY308. Currently licensed at 2 firm(s): Kingston Securities Limited, Kingston Futures Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 23.6 years of SFC licence history. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-12-29 | present |
| Kingston Futures Limited 金利豐期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-12-29 | present |
| Berich Brokerage Limited 百裕證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-12-04 |
| Berich Futures (H.K.) Company Limited 百裕期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-12-04 |
| Berich Brokerage Limited 百裕證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-12-03 |
| Berich Futures (H.K.) Company Limited 百裕期貨(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-12-03 |
| Berich Brokerage Limited 百裕證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-03 |
| Berich Brokerage Limited 百裕證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-03 |
| Berich Futures (H.K.) Company Limited 百裕期貨(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Winnie Wing Yan Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.