Tin Po Lo
羅天保
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tin Po Lo (羅天保), a licensed Responsible Officer with CE reference ADN296. Currently licensed at 1 firm(s): Cheng Chuang Fund Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 22.3 years of SFC licence history. Total licence records on file: 22.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cheng Chuang Fund Management Limited 承創基金管理有限公司 |
RO | Type 4 - Advising on securities | 2019-11-08 | present |
| Cheng Chuang Fund Management Limited 承創基金管理有限公司 |
RO | Type 9 - Asset management | 2019-11-08 | present |
| GA (Int'l) Capital Management Limited 環聯(國際)資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-09-14 | 2019-10-31 |
| GA (Int'l) Capital Management Limited 環聯(國際)資產管理有限公司 |
RO | Type 9 - Asset management | 2018-09-14 | 2019-10-31 |
| GA (Int'l) Capital Management Limited 環聯(國際)資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-08-30 | 2018-09-14 |
| GA (Int'l) Capital Management Limited 環聯(國際)資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-08-30 | 2018-09-14 |
| HZ CAPITAL LIMITED | RO | Type 4 - Advising on securities | 2018-01-31 | 2018-07-31 |
| HZ CAPITAL LIMITED | RO | Type 5 - Advising on futures contracts | 2018-01-31 | 2018-07-31 |
| HZ CAPITAL LIMITED | RO | Type 9 - Asset management | 2018-01-31 | 2018-07-31 |
| Duo Asset Management Limited 雙瑩資產管理有限公司 |
RO | Type 9 - Asset management | 2017-04-06 | 2017-12-20 |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 |
RO | Type 9 - Asset management | 2015-12-11 | 2016-10-31 |
| CMBC Securities Company Limited 民銀證券有限公司 |
RO | Type 4 - Advising on securities | 2011-10-26 | 2016-10-31 |
| CMBC Securities Company Limited 民銀證券有限公司 |
RO | Type 1 - Dealing in securities | 2011-05-16 | 2016-10-31 |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2010-08-20 | 2016-10-31 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-03-22 | 2011-05-16 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-11-13 | 2010-03-06 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-11-13 | 2010-03-06 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-03-09 | 2009-10-07 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-07-14 | 2009-10-07 |
| SPS Commodities Limited 新寶城期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-05-19 |
| SPS Commodities Limited 新寶城期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-05-19 |
| SPS Commodities Limited 新寶城期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-05-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tin Po Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.