Shu Shun Ho
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu Shun Ho (何樹信), a licensed Responsible Officer with CE reference AGV081. Currently licensed at 1 firm(s): Joy Rich Securities Investment Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 19.3 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Joy Rich Securities Investment Limited 海富證券投資有限公司 |
RO | Type 4 - Advising on securities | 2023-05-08 | present |
| Joy Rich Securities Investment Limited 海富證券投資有限公司 |
RO | Type 1 - Dealing in securities | 2017-04-25 | present |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2015-02-05 | 2017-03-31 |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-04-05 | 2015-02-05 |
| CMBC Securities Company Limited 民銀證券有限公司 |
RO | Type 1 - Dealing in securities | 2011-11-01 | 2017-03-31 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
RO | Type 1 - Dealing in securities | 2011-05-16 | 2011-09-27 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
RO | Type 4 - Advising on securities | 2011-05-16 | 2011-09-27 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-21 | 2011-05-16 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
Rep | Type 4 - Advising on securities | 2011-03-21 | 2011-05-16 |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-11-15 | 2011-02-28 |
| CMBC Securities Company Limited 民銀證券有限公司 |
RO | Type 1 - Dealing in securities | 2008-01-24 | 2011-02-28 |
| Eureka Securities Limited 怡群證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-04-15 |
| Eureka Securities Limited 怡群證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-08 |
| Eureka Securities Limited 怡群證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-08 |
| Eureka Securities Limited 怡群證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shu Shun Ho during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.