Shu Shun Ho
何樹信
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu Shun Ho (何樹信), a licensed Responsible Officer with CE reference AGV081. Currently licensed at 1 firm(s): Joy Rich Securities Investment Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Joy Rich Securities Investment Limited 海富證券投資有限公司 |
RO | Type 4 — Advising on securities | 2023-05-08 | present |
| Joy Rich Securities Investment Limited 海富證券投資有限公司 |
RO | Type 1 — Dealing in securities | 2017-04-25 | present |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2015-02-05 | 2017-03-31 |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-04-05 | 2015-02-05 |
| CMBC Securities Company Limited 民銀證券有限公司 |
RO | Type 1 — Dealing in securities | 2011-11-01 | 2017-03-31 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
RO | Type 1 — Dealing in securities | 2011-05-16 | 2011-09-27 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
RO | Type 4 — Advising on securities | 2011-05-16 | 2011-09-27 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-21 | 2011-05-16 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
Rep | Type 4 — Advising on securities | 2011-03-21 | 2011-05-16 |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-11-15 | 2011-02-28 |
| CMBC Securities Company Limited 民銀證券有限公司 |
RO | Type 1 — Dealing in securities | 2008-01-24 | 2011-02-28 |
| Eureka Securities Limited 怡群證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-04-15 |
| Eureka Securities Limited 怡群證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-08 |
| Eureka Securities Limited 怡群證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-08 |
| Eureka Securities Limited 怡群證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-08 |