Henry Chan
陳亨利
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Henry Chan (陳亨利), a licensed Responsible Officer with CE reference AMR204. Currently licensed at 1 firm(s): Joy Rich Securities Investment Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 15.4 years of SFC licence history. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Joy Rich Securities Investment Limited 海富證券投資有限公司 |
RO | Type 4 - Advising on securities | 2019-09-12 | present |
| Joy Rich Securities Investment Limited 海富證券投資有限公司 |
RO | Type 1 - Dealing in securities | 2017-04-25 | present |
| CMBC Securities Company Limited 民銀證券有限公司 |
RO | Type 1 - Dealing in securities | 2012-03-29 | 2014-07-02 |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2012-03-29 | 2014-07-02 |
| CMBC Securities Company Limited 民銀證券有限公司 |
RO | Type 4 - Advising on securities | 2012-03-29 | 2014-07-02 |
| Skyway-Pharos Asset Management Limited 天順(法路氏)資產管理有限公司 |
RO | Type 4 - Advising on securities | 2011-07-22 | 2012-02-29 |
| Skyway-Pharos Asset Management Limited 天順(法路氏)資產管理有限公司 |
RO | Type 9 - Asset management | 2011-07-22 | 2012-02-29 |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2010-08-20 | 2011-08-01 |
| CMBC Securities Company Limited 民銀證券有限公司 |
RO | Type 1 - Dealing in securities | 2008-07-17 | 2011-08-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Henry Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.