Roland Ning Fung Lau
劉寧鋒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roland Ning Fung Lau (劉寧鋒), a licensed Responsible Officer with CE reference ASZ252. Currently licensed at 1 firm(s): Joy Rich Asset Management Company Limited. Active regulated activities: Type 9 - Asset management. This person has 9.8 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Joy Rich Asset Management Company Limited 凱富資產管理有限公司 |
RO | Type 9 - Asset management | 2021-02-01 | present |
| Joy Rich Securities Investment Limited 海富證券投資有限公司 |
RO | Type 1 - Dealing in securities | 2017-04-25 | 2017-10-25 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-01-10 | 2015-03-01 |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-01-10 | 2015-03-01 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 4 - Advising on securities | 2012-01-10 | 2015-03-01 |
| Skyway-Pharos Asset Management Limited 天順(法路氏)資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2011-09-23 | 2011-11-30 |
| Skyway-Pharos Asset Management Limited 天順(法路氏)資產管理有限公司 |
Rep | Type 9 - Asset management | 2011-09-23 | 2011-11-30 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-06-24 | 2010-01-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Roland Ning Fung Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.