Siu Nam Wong
黃肇南
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Nam Wong (黃肇南), a licensed Responsible Officer with CE reference ADM812. Currently licensed at 1 firm(s): Dongxing Securities (Hong Kong) Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 22.3 years of SFC licence history. Total licence records on file: 37.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2025-06-05 | present |
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2025-06-05 | present |
| Maxa Capital Limited 邁時資本有限公司 |
RO | Type 1 - Dealing in securities | 2023-01-06 | 2025-05-16 |
| Maxa Capital Limited 邁時資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2023-01-06 | 2025-05-16 |
| Maxa Capital Limited 邁時資本有限公司 |
Rep | Type 1 - Dealing in securities | 2022-11-03 | 2023-01-06 |
| Maxa Capital Limited 邁時資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2022-11-03 | 2023-01-06 |
| China Everbright Capital Limited 中國光大融資有限公司 |
RO | Type 4 - Advising on securities | 2019-07-18 | 2022-05-08 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2018-03-09 | 2022-05-08 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2018-03-09 | 2022-05-08 |
| China Everbright Capital Limited 中國光大融資有限公司 |
RO | Type 1 - Dealing in securities | 2017-11-21 | 2022-05-08 |
| China Everbright Capital Limited 中國光大融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-11-21 | 2022-05-08 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 1 - Dealing in securities | 2017-07-10 | 2017-11-21 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-07-10 | 2017-11-21 |
| XinKong International Capital Limited 信控國際融資有限公司 |
RO | Type 1 - Dealing in securities | 2016-06-10 | 2017-06-16 |
| XinKong International Capital Limited 信控國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2016-06-10 | 2017-06-16 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-01-25 | 2017-06-16 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 6 - Advising on corporate finance | 2016-01-25 | 2017-06-16 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-11-10 | 2016-01-25 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-11-10 | 2016-01-25 |
| ABCI Capital Limited 農銀國際融資有限公司 |
RO | Type 1 - Dealing in securities | 2011-03-17 | 2015-10-27 |
| ABCI Capital Limited 農銀國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2011-03-17 | 2015-10-27 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2010-09-09 | 2011-04-18 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
RO | Type 6 - Advising on corporate finance | 2010-09-09 | 2011-04-18 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-08-20 | 2010-09-09 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-08-20 | 2010-09-09 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
RO | Type 1 - Dealing in securities | 2008-05-27 | 2010-07-16 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2008-05-27 | 2010-07-16 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-09-21 | 2008-02-04 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
RO | Type 6 - Advising on corporate finance | 2007-09-21 | 2008-02-04 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
RO | Type 6 - Advising on corporate finance | 2005-08-29 | 2008-02-04 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 1 - Dealing in securities | 2004-11-05 | 2008-02-04 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-11-05 | 2005-08-29 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2004-03-12 | 2004-11-02 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-03-12 | 2004-11-02 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-06 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-02 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Nam Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Chu Tung Leung | ABCI Capital Limited | 2011–2015 |
| Ka Pong Ho | ABCI Capital Limited | 2013–2015 |
| Hok Ming Ma | ABCI Capital Limited | 2011–2015 |
| Xingxin Zhou | ABCI Capital Limited | 2011–2015 |
| Marco Lan Wong | ABCI Capital Limited | 2011–2015 |
| Jiejing Xie | ABCI Capital Limited | 2011–2015 |
| Yujia Dong | ABCI Capital Limited | 2011–2015 |
| Po Sing Wu | China Everbright Capital Limited | 2017–2022 |
| Fan Zhang | ABCI Capital Limited | 2011–2015 |
| Chi On Leung | ICBC International Capital Limited | 2008–2010 |
| Lin Yang | ABCI Capital Limited | 2011–2015 |
| Terence Tak Him Cheng | China Everbright Capital Limited | 2017–2022 |
| Yanshu Long | ABCI Capital Limited | 2011–2015 |
| Po Kat Hong | China Everbright Capital Limited | 2018–2022 |
| Siu Kai Cheung | Maxa Capital Limited | 2022–2025 |
| Yao He | ABCI Capital Limited | 2011–2015 |
| Michael Chi Tat Fok | Maxa Capital Limited | 2022–2025 |
| Yuk Kin Cheng | Maxa Capital Limited | 2022–2025 |
| Zhen Chen | ABCI Capital Limited | 2011–2014 |
| Mei Po Ho | China Everbright Capital Limited | 2017–2021 |