Po Sing Wu
胡寶聲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Po Sing Wu (胡寶聲), a licensed Responsible Officer with CE reference ALZ574. Currently licensed at 2 firm(s): Haitong International Securities Company Limited, Haitong International Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. Total licence records on file: 23.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2026-06-04 | present |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2026-06-04 | present |
| Haitong International Capital Limited 海通國際資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2026-06-04 | present |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
RO | Type 1 - Dealing in securities | 2020-07-03 | 2023-12-31 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
RO | Type 6 - Advising on corporate finance | 2020-07-03 | 2023-12-31 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2019-07-10 | 2026-05-15 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2019-07-10 | 2024-02-23 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2019-07-10 | 2026-05-15 |
| China Everbright Capital Limited 中國光大融資有限公司 |
RO | Type 1 - Dealing in securities | 2019-06-26 | 2026-05-15 |
| China Everbright Capital Limited 中國光大融資有限公司 |
RO | Type 4 - Advising on securities | 2019-06-26 | 2026-05-15 |
| China Everbright Capital Limited 中國光大融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-08-04 | 2026-05-15 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 1 - Dealing in securities | 2017-06-05 | 2019-06-26 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 4 - Advising on securities | 2017-06-05 | 2019-06-26 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-06-05 | 2017-08-04 |
| Haitong International Capital Limited 海通國際資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2016-02-29 | 2017-03-31 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-07-02 | 2017-03-31 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2013-07-02 | 2017-03-31 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-07-02 | 2016-02-29 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-04-23 | 2013-03-07 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-04-23 | 2013-03-07 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-04-23 | 2013-03-07 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2005-06-28 | 2006-06-27 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-06-28 | 2006-06-27 |