Johnny Kok Chung Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Johnny Kok Chung Chan (陳覺忠), a licensed Responsible Officer with CE reference ADH521. Currently licensed at 1 firm(s): Softech Investment Management Company Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 22.3 years of SFC licence history. Total licence records on file: 24.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Softech Investment Management Company Limited 軟庫亞科網投資管理有限公司 |
RO | Type 4 - Advising on securities | 2020-03-04 | present |
| Softech Investment Management Company Limited 軟庫亞科網投資管理有限公司 |
RO | Type 9 - Asset management | 2020-03-04 | present |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2019-06-14 | 2019-10-21 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 9 - Asset management | 2019-06-14 | 2019-11-19 |
| Mason Global Capital Limited 茂宸環球資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2018-10-03 | 2019-10-21 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 4 - Advising on securities | 2016-11-28 | 2019-10-21 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 6 - Advising on corporate finance | 2016-11-28 | 2018-06-22 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 9 - Asset management | 2016-11-28 | 2019-10-21 |
| Crosby Securities Limited 高誠證券有限公司 |
RO | Type 6 - Advising on corporate finance | 2015-04-30 | 2016-01-28 |
| Crosby Securities Limited 高誠證券有限公司 |
RO | Type 1 - Dealing in securities | 2013-03-06 | 2013-11-15 |
| Crosby Securities Limited 高誠證券有限公司 |
RO | Type 4 - Advising on securities | 2013-03-06 | 2013-11-15 |
| Crosby Securities Limited 高誠證券有限公司 |
RO | Type 9 - Asset management | 2013-03-06 | 2013-11-15 |
| Crosby Wealth Management (Hong Kong) Limited 高誠財富管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2004-07-29 | 2012-09-28 |
| Softech Investment Management Company Limited 軟庫亞科網投資管理有限公司 |
RO | Type 9 - Asset management | 2004-07-29 | 2015-02-18 |
| Crosby Wealth Management (Hong Kong) Limited 高誠財富管理(香港)有限公司 |
RO | Type 9 - Asset management | 2004-07-29 | 2012-09-28 |
| Stanhill (Hong Kong) Limited 高誠集團(香港)有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2005-06-02 |
| Softech Investment Management Company Limited 軟庫亞科網投資管理有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2015-02-18 |
| CAM Wealth Management Company Limited 建富財富管理有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2016-01-28 |
| Stanhill (Hong Kong) Limited 高誠集團(香港)有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2012-07-01 |
| Stanhill (Hong Kong) Limited 高誠集團(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2012-07-01 |
| CAM Wealth Management Company Limited 建富財富管理有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-07-07 |
| Softech Investment Management Company Limited 軟庫亞科網投資管理有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-07-07 |
| CAM Wealth Management Company Limited 建富財富管理有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2016-01-28 |
| Stanhill (Hong Kong) Limited 高誠集團(香港)有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2005-06-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Johnny Kok Chung Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.