Yin Ching Kwok
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin Ching Kwok (郭賢菁), a licensed Representative with CE reference ACW690. Currently licensed at 1 firm(s): UCAP Securities (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 4.7 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UCAP Securities (HK) Limited 佑聯證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-11-29 | present |
| UCAP Securities (HK) Limited 佑聯證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-11-29 | present |
| UCAP Securities (HK) Limited 佑聯證券有限公司 |
Rep | Type 9 - Asset management | 2021-11-29 | present |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yin Ching Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.