Wai Nam Lee
李偉南
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Nam Lee (李偉南), a licensed Responsible Officer with CE reference ACI717. Currently licensed at 1 firm(s): Rosun Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 14.3 years of SFC licence history. Total licence records on file: 28.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rosun Capital Limited 榮晟資本有限公司 |
RO | Type 1 - Dealing in securities | 2025-11-19 | present |
| Rosun Capital Limited 榮晟資本有限公司 |
RO | Type 4 - Advising on securities | 2025-11-19 | present |
| BaoJia Capital Limited 保嘉資本有限公司 |
Rep | Type 9 - Asset management | 2024-10-30 | 2025-01-25 |
| Shangding International Asset Management Company Limited 上鼎國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2024-04-18 | 2024-10-07 |
| Metaverse Securities Limited 元宇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-08-29 | 2024-03-11 |
| Metaverse Securities Limited 元宇證券有限公司 |
Rep | Type 4 - Advising on securities | 2023-08-29 | 2024-03-11 |
| Anli Securities Limited 安里證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-04-20 | 2023-04-06 |
| Anli Securities Limited 安里證券有限公司 |
RO | Type 4 - Advising on securities | 2021-04-20 | 2023-04-06 |
| Anli Securities Limited 安里證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-12-31 | 2021-04-20 |
| Anli Securities Limited 安里證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-12-31 | 2021-04-20 |
| Leeds Fund International Limited 競富基金國際有限公司 |
Rep | Type 9 - Asset management | 2019-06-13 | 2019-07-01 |
| Leeds Securities Investment Limited 競富證券金融有限公司 |
Rep | Type 1 - Dealing in securities | 2019-05-06 | 2019-07-01 |
| Leeds Fund International Limited 競富基金國際有限公司 |
Rep | Type 4 - Advising on securities | 2019-05-06 | 2019-07-01 |
| GCINT Limited 金禧國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-10-05 | 2019-04-19 |
| GCINT Limited 金禧國際證券有限公司 |
RO | Type 4 - Advising on securities | 2018-10-05 | 2019-04-19 |
| Shanxi Securities International Limited 山證國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2015-06-10 | 2017-11-28 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
RO | Type 1 - Dealing in securities | 2013-04-02 | 2014-10-29 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-08-08 | 2013-04-02 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 4 - Advising on securities | 2012-08-08 | 2014-10-29 |
| CMBC Securities Company Limited 民銀證券有限公司 |
RO | Type 4 - Advising on securities | 2011-10-26 | 2012-05-07 |
| CMBC Securities Company Limited 民銀證券有限公司 |
RO | Type 1 - Dealing in securities | 2011-02-02 | 2012-05-07 |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2010-08-20 | 2012-05-07 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-02-25 | 2011-02-02 |
| Hooray Securities Limited 好盈證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-11-14 |
| VERCAP Financial Services Limited 和昇金融服務有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-11-14 |
| Hooray Securities Limited 好盈證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-08-13 |
| Hooray Securities Limited 好盈證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-13 |
| Hooray Securities Limited 好盈證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-08-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Nam Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.