Elisabeth Charlotte Scott
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Elisabeth Charlotte Scott ( ), a licensed former licensee with CE reference ACI103. This person has 6.7 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2008-04-06 | 2009-12-08 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2008-04-06 | 2009-12-08 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2008-04-06 | 2009-12-08 |
| Schroder Investment Management North America Limited |
RO | Type 9 - Asset management | 2006-03-28 | 2006-07-10 |
| Schroder Investment Management (Hong Kong) Limited | RO | Type 1 - Dealing in securities | Pre-2003 | 2008-04-06 |
| Schroder Investment Management (Hong Kong) Limited | RO | Type 4 - Advising on securities | Pre-2003 | 2008-04-06 |
| Schroder Investment Management (Hong Kong) Limited | RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-06 |
| Schroder Investment Management (Hong Kong) Limited | RO | Type 9 - Asset management | Pre-2003 | 2008-04-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Elisabeth Charlotte Scott during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.