Roger Alexander de Basto
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roger Alexander de Basto, a licensed Responsible Officer with CE reference ABZ794. Currently licensed at 1 firm(s): HSBC Corporate Finance (Hong Kong) Limited. Active regulated activities: Type 6 - Advising on corporate finance. This person has 20.7 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Corporate Finance (Hong Kong) Limited | RO | Type 6 - Advising on corporate finance | 2012-07-10 | present |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2004-11-11 | 2010-09-17 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 1 - Dealing in securities | 2004-02-06 | 2010-09-17 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 6 - Advising on corporate finance | 2004-02-06 | 2010-09-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Roger Alexander de Basto during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.