Chau Hai Tran
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chau Hai Tran ( ), a licensed former licensee with CE reference AML161. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2006-10-06 | 2010-07-04 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-09-02 | 2010-07-04 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2005-09-02 | 2010-07-04 |