Wai Ching Au
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ching Au (區惠貞), a licensed Representative with CE reference ABY888. Currently licensed at 1 firm(s): Zhongrong PT Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 3 - Leveraged foreign exchange trading. This person has 23.4 years of SFC licence history. Total licence records on file: 7.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-11-03 | present |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2010-11-03 | present |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-05-27 | present |
| Peace Town Futures Limited 平和期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2010-08-28 |
| Peace Town Forex Limited 平和外匯有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | Pre-2003 | 2010-08-21 |
| Peace Town Futures Limited 平和期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-12-29 |
| Peace Town Futures Limited 平和期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Ching Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.