Jeremy Anthony Norris
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jeremy Anthony Norris, a licensed former licensee with CE reference ABM977. This person has 10.3 years of SFC licence history. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ord Minnett Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2013-10-03 | 2014-11-24 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2010-10-06 | 2013-03-31 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-03-10 | 2010-10-06 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-06-06 | 2009-05-08 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-05-26 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-04-16 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-08 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-08 |
Worked alongside
The 9 closest colleagues, strongest tie first — individuals licensed at the same firm as Jeremy Anthony Norris during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Campbell Robert Alder | Ord Minnett Hong Kong Limited | 2013–2014 |
| Timothy Philip Last | Ord Minnett Hong Kong Limited | 2013–2014 |
| Brooke Ainsley Patterson | Ord Minnett Hong Kong Limited | 2013–2014 |
| Angus John Sexton | Ord Minnett Hong Kong Limited | 2013–2014 |
| Timothy James Gunning | Ord Minnett Hong Kong Limited | 2013–2014 |
| Michael Joseph Donovan | Ord Minnett Hong Kong Limited | 2014 |
| Boe Jon-Paul Campion | Ord Minnett Hong Kong Limited | 2014 |
| Christopher Lee Chappel | Ord Minnett Hong Kong Limited | 2014 |
| Li Li Yap | Ord Minnett Hong Kong Limited | 2014 |