Cheuk Yiu Tam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cheuk Yiu Tam (譚灼耀), a licensed Responsible Officer with CE reference ABL963. Currently licensed at 2 firm(s): Prudential Brokerage Limited, Prudential Index Trading Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 6 - Advising on corporate finance; Type 9 - Asset management. This person has 22.2 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2023-03-03 | present |
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2023-03-03 | present |
| Prudential Brokerage Limited 信誠證券有限公司 |
RO | Type 9 - Asset management | 2023-03-03 | present |
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
RO | Type 9 - Asset management | 2023-03-03 | present |
| Prudential Brokerage Limited 信誠證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-02-22 | present |
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-10-27 | 2023-03-03 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-06-01 | 2019-02-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Cheuk Yiu Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.