Alexander Kwok Leung Tai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alexander Kwok Leung Tai (戴國良), a licensed Responsible Officer with CE reference ABG881. Currently licensed at 1 firm(s): Finet Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 22.9 years of SFC licence history. Total licence records on file: 20.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Finet Securities Limited 財華證券有限公司 |
RO | Type 1 - Dealing in securities | 2024-01-15 | present |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 4 - Advising on securities | 2024-01-15 | present |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 9 - Asset management | 2024-01-15 | present |
| VMS Asset Management Limited 鼎珮資產管理有限公司 |
RO | Type 4 - Advising on securities | 2021-11-03 | 2023-12-30 |
| VMS Asset Management Limited 鼎珮資產管理有限公司 |
RO | Type 9 - Asset management | 2018-11-06 | 2023-12-30 |
| VMS Securities Limited 鼎珮證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-11-14 | 2023-12-30 |
| VMS Securities Limited 鼎珮證券有限公司 |
RO | Type 4 - Advising on securities | 2017-11-14 | 2020-09-01 |
| VMS Securities Limited 鼎珮證券有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-11-14 | 2023-12-30 |
| VMS Securities Limited 鼎珮證券有限公司 |
RO | Type 9 - Asset management | 2017-11-14 | 2019-03-20 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-18 | 2017-11-14 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-09-18 | 2017-11-14 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-09-18 | 2017-11-14 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 9 - Asset management | 2017-09-18 | 2017-11-14 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
RO | Type 1 - Dealing in securities | 2008-02-29 | 2017-07-31 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
RO | Type 4 - Advising on securities | 2007-08-09 | 2017-07-31 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
RO | Type 6 - Advising on corporate finance | 2007-08-09 | 2017-07-31 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
RO | Type 9 - Asset management | 2007-08-09 | 2017-07-31 |
| AMS Capital Limited 博資有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2007-04-25 |
| AMS Capital Limited 博資有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2007-04-25 |
| AMS Capital Limited 博資有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2007-04-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alexander Kwok Leung Tai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.