Tuen Mui Lau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tuen Mui Lau (劉端梅), a licensed Responsible Officer with CE reference AAZ810. Currently licensed at 1 firm(s): WealthTac Global Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 22.1 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| WealthTac Global Asset Management Limited 富達環球資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-12-01 | present |
| WealthTac Global Asset Management Limited 富達環球資產管理有限公司 |
RO | Type 9 - Asset management | 2022-12-01 | present |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2021-10-13 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2021-10-13 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-26 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
RO | Type 7 - Providing automated trading services | Pre-2003 | 2011-08-30 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2021-10-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tuen Mui Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.