Chi Ming Chung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Ming Chung (鍾志明), a licensed Responsible Officer with CE reference AAY647. Currently licensed at 1 firm(s): Riche Bright Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 22.4 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Riche Bright Securities Limited 富明證券有限公司 |
Rep | Type 9 - Asset management | 2022-10-17 | present |
| Riche Bright Securities Limited 富明證券有限公司 |
RO | Type 4 - Advising on securities | 2022-03-07 | present |
| Riche Bright Securities Limited 富明證券有限公司 |
RO | Type 1 - Dealing in securities | 2020-03-27 | present |
| Riche Bright Securities Limited 富明證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2023-03-06 | 2025-06-24 |
| FT Securities Limited 富通證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-06-05 | 2019-08-21 |
| FT Securities Limited 富通證券有限公司 |
RO | Type 4 - Advising on securities | 2018-06-05 | 2019-08-21 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-04-24 | 2018-06-05 |
| Jimei Securities Limited 集美證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-08-08 | 2018-01-14 |
| Jimei Securities Limited 集美證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-06-23 | 2016-08-08 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-10-31 | 2016-06-17 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 7 - Providing automated trading services | 2003-05-26 | 2003-09-05 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-05-22 | 2016-06-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Ming Chung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.