Nichols Shuen Wai Pang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nichols Shuen Wai Pang (彭宣衞), a licensed Responsible Officer with CE reference AAV790. Currently licensed at 1 firm(s): CTI Capital Hong Kong Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 20.9 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CTI Capital Hong Kong Limited 中信信惠國際資本(香港)有限公司 |
RO | Type 4 - Advising on securities | 2015-01-26 | present |
| CTI Capital Hong Kong Limited 中信信惠國際資本(香港)有限公司 |
RO | Type 9 - Asset management | 2015-01-26 | present |
| CTI Capital Management Limited 中信信惠國際資本有限公司 |
RO | Type 4 - Advising on securities | 2013-03-19 | 2015-01-19 |
| CTI Capital Management Limited 中信信惠國際資本有限公司 |
RO | Type 9 - Asset management | 2013-03-19 | 2015-01-19 |
| Hui Xian Asset Management Limited 滙賢房託管理有限公司 |
RO | Type 9 - Asset management | 2011-04-08 | 2012-10-01 |
| Securis Capital Limited | Rep | Type 9 - Asset management | 2007-03-14 | 2009-12-31 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2006-07-01 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2006-07-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Nichols Shuen Wai Pang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.