Sammy Kwok Loong Lo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sammy Kwok Loong Lo (羅國龍), a licensed Responsible Officer with CE reference AAH920. Currently licensed at 1 firm(s): Wiseview Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 22.3 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wiseview Asset Management Limited 冠誠資產管理有限公司 |
RO | Type 4 - Advising on securities | 2025-11-28 | present |
| Wiseview Asset Management Limited 冠誠資產管理有限公司 |
RO | Type 9 - Asset management | 2025-11-28 | present |
| Wiseview Asset Management Limited 冠誠資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2025-09-29 | 2025-11-28 |
| Wiseview Asset Management Limited 冠誠資產管理有限公司 |
Rep | Type 9 - Asset management | 2025-09-29 | 2025-11-28 |
| AA Capital Limited |
RO | Type 4 - Advising on securities | 2024-10-14 | 2025-09-01 |
| AA Capital Limited |
RO | Type 9 - Asset management | 2024-10-14 | 2025-09-01 |
| NFH Securities and Futures Limited 新金控證券期貨有限公司 |
Rep | Type 1 - Dealing in securities | 2023-04-04 | 2024-05-27 |
| NFH Securities and Futures Limited 新金控證券期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2023-04-04 | 2024-05-27 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2019-08-27 | 2022-10-21 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
RO | Type 1 - Dealing in securities | 2009-11-13 | 2022-10-21 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2007-11-30 | 2022-10-21 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-04-26 | 2009-11-13 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-04-26 | 2007-11-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sammy Kwok Loong Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.