Hin Pong So
蘇顯邦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hin Pong So (蘇顯邦), a licensed former licensee with CE reference AAF507. This person has 23.3 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Innovax Futures Limited 創陞期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2019-06-28 | 2025-08-13 |
| Innovax Securities Limited 創陞證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-04-19 | 2026-07-31 |
| Innovax Securities Limited 創陞證券有限公司 |
RO | Type 4 - Advising on securities | 2017-04-19 | 2025-05-22 |
| Innovax Asset Management Limited 創陞資產管理有限公司 |
RO | Type 9 - Asset management | 2017-04-13 | 2025-05-22 |
| China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2012-06-22 | 2017-03-12 |
| China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 |
RO | Type 4 - Advising on securities | 2012-06-22 | 2017-03-12 |
| China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 |
RO | Type 9 - Asset management | 2012-06-22 | 2017-03-12 |
| Everbright-Efund Fund Management Limited 光大益豐行基金管理有限公司 |
RO | Type 4 - Advising on securities | 2006-11-06 | 2009-05-14 |
| Everbright-Efund Fund Management Limited 光大益豐行基金管理有限公司 |
RO | Type 9 - Asset management | 2006-11-06 | 2009-05-14 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | 2003-10-31 | 2017-03-12 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2003-08-08 | 2017-03-12 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | 2003-08-08 | 2017-03-12 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2017-03-12 |
| China Everbright Forex Limited 中國光大外匯有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | Pre-2003 | 2004-03-19 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2017-03-12 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2017-03-12 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 7 - Providing automated trading services | Pre-2003 | 2003-09-02 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2017-03-12 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2017-03-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hin Pong So during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.