Chi Ip Chan
陳志業
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Ip Chan (陳志業), a licensed former licensee with CE reference ACN933. Total licence records on file: 30.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bonus Eventus Securities Limited 博恩證券有限公司 |
RO | Type 1 — Dealing in securities | 2025-01-16 | 2025-06-18 |
| P.B. Global Asset Management Limited 倍搏環球資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-02-15 | 2025-06-18 |
| P.B. Global Asset Management Limited 倍搏環球資產管理有限公司 |
RO | Type 9 — Asset management | 2023-02-15 | 2025-06-18 |
| Theia Securities Limited 遠源證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-07-08 | 2023-02-14 |
| Theia Securities Limited 遠源證券有限公司 |
RO | Type 4 — Advising on securities | 2022-07-08 | 2023-02-14 |
| Theia Securities Limited 遠源證券有限公司 |
RO | Type 9 — Asset management | 2022-07-08 | 2023-02-14 |
| P.B. Global Asset Management Limited 倍搏環球資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-03-10 | 2022-07-05 |
| P.B. Global Asset Management Limited 倍搏環球資產管理有限公司 |
RO | Type 9 — Asset management | 2020-03-10 | 2022-07-05 |
| P.B. Global Asset Management Limited 倍搏環球資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-01-07 | 2020-03-10 |
| P.B. Global Asset Management Limited 倍搏環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-01-07 | 2020-03-10 |
| Hua Yu Investment Management Limited 華禹投資管理有限公司 |
RO | Type 4 — Advising on securities | 2019-03-01 | 2019-11-05 |
| Hua Yu Investment Management Limited 華禹投資管理有限公司 |
RO | Type 9 — Asset management | 2019-03-01 | 2019-11-05 |
| Hua Yu Investment Management Limited 華禹投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-02-19 | 2019-03-01 |
| Hua Yu Investment Management Limited 華禹投資管理有限公司 |
Rep | Type 9 — Asset management | 2019-02-19 | 2019-03-01 |
| SP Securities Limited 中盈證券有限公司 |
RO | Type 4 — Advising on securities | 2018-02-13 | 2019-01-31 |
| SP Securities Limited 中盈證券有限公司 |
RO | Type 9 — Asset management | 2018-02-13 | 2019-01-31 |
| SP Securities Limited 中盈證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-11-27 | 2019-01-31 |
| SP Securities Limited 中盈證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-11-20 | 2018-02-13 |
| SP Securities Limited 中盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-16 | 2017-11-27 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2013-02-01 | 2017-09-08 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2010-12-22 | 2017-09-08 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2010-12-22 | 2017-09-08 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2010-12-22 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2010-12-22 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-03 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-06-03 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-03 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-06-03 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-03 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-03 |