Kam Hop Chan
陳錦合
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Hop Chan (陳錦合), a licensed former licensee with CE reference AAB417. This person has 11.2 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2012-06-22 | 2014-06-01 |
| China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 |
RO | Type 4 - Advising on securities | 2012-06-22 | 2014-06-01 |
| China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 |
RO | Type 9 - Asset management | 2012-06-22 | 2014-06-01 |
| Everbright-Efund Fund Management Limited 光大益豐行基金管理有限公司 |
RO | Type 4 - Advising on securities | 2006-11-06 | 2009-05-14 |
| Everbright-Efund Fund Management Limited 光大益豐行基金管理有限公司 |
RO | Type 9 - Asset management | 2006-11-06 | 2009-05-14 |
| Everbright Wisdom Fund Management Limited 光大智盛基金管理有限公司 |
RO | Type 4 - Advising on securities | 2005-01-18 | 2007-02-12 |
| Everbright Wisdom Fund Management Limited 光大智盛基金管理有限公司 |
RO | Type 9 - Asset management | 2005-01-18 | 2007-02-12 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | 2003-11-05 | 2014-06-01 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2014-06-01 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | Pre-2003 | 2014-06-01 |
| China Everbright Forex Limited 中國光大外匯有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | Pre-2003 | 2004-03-19 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2014-06-01 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2014-06-01 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2014-06-01 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 7 - Providing automated trading services | Pre-2003 | 2003-09-02 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2014-06-01 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2014-06-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kam Hop Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.