Fanny Ngar Yee Lo
盧雅儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fanny Ngar Yee Lo (盧雅儀), CE reference AEA182. Currently licensed at 5 firm(s): CES Forex (HK) Limited, CES Commodities (HK) Limited , China Everbright Securities (HK) Limited, Everbright Securities Digital Finance (HK) Limited , Everbright Securities Investment Services (HK) Limited. Total licence records on file: 24.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2021-12-10 | present |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-06-07 | present |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-05-24 | present |
| Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2021-05-24 | present |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2021-05-24 | present |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2021-05-24 | present |
| OnePlatform Securities Limited 環一證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-08-08 | 2021-04-23 |
| OnePlatform Securities Limited 環一證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-08-08 | 2021-04-23 |
| Atlantic Asset Management Limited 大西洋資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-06-27 | 2019-06-30 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-30 | 2019-06-30 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-11-30 | 2019-06-30 |
| Atlantic Asset Management Limited 大西洋資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-11-30 | 2018-06-27 |
| Atlantic Asset Management Limited 大西洋資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-11-30 | 2019-06-30 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-31 | 2017-11-03 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-08-31 | 2017-11-03 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2012-11-20 | 2017-08-10 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2017-08-10 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2017-08-10 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-03 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-06-03 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-03 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-06-03 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-03 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-03 |