Chee Ming Liu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chee Ming Liu (劉志敏), a licensed Responsible Officer with CE reference AAD288. Currently licensed at 3 firm(s): Platinum Broking Company Limited, Access Investment Management (H.K.) Limited, Platinum Securities Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 6 - Advising on corporate finance; Type 9 - Asset management. This person has 23.4 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Platinum Broking Company Limited 百德能經紀有限公司 |
RO | Type 4 - Advising on securities | 2011-02-21 | present |
| Platinum Broking Company Limited 百德能經紀有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | present |
| Access Investment Management (H.K.) Limited 安信投資管理(香港)有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | present |
| Access Investment Management (H.K.) Limited 安信投資管理(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | present |
| Platinum Securities Company Limited 百德能證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | present |
| Access Investment Management (H.K.) Limited 安信投資管理(香港)有限公司 |
RO | Type 9 - Asset management | Pre-2003 | present |
| Platinum Securities Company Limited 百德能證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2024-05-02 |
| Platinum Broking Company Limited 百德能經紀有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2005-02-04 |
| Platinum Securities Company Limited 百德能證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2005-02-04 |
| Platinum Broking Company Limited 百德能經紀有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-02-04 |
| Access Investment Management (H.K.) Limited 安信投資管理(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-18 |
| Platinum Broking Company Limited 百德能經紀有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2005-02-04 |
| Platinum Securities Company Limited 百德能證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2005-02-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chee Ming Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.