Susan Swee Ai Chua
蔡素珊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Susan Swee Ai Chua (蔡素珊), a licensed former licensee with CE reference AFM128. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Access Investment Management (H.K.) Limited 安信投資管理(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2006-07-07 | 2007-02-01 |
| Access Investment Management (H.K.) Limited 安信投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2007-02-01 |
| Access Investment Management (H.K.) Limited 安信投資管理(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-03-05 |
| Access Investment Management (H.K.) Limited 安信投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2007-02-01 |