Rupindarpal Kaur Gill
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rupindarpal Kaur Gill, a licensed Responsible Officer with CE reference AIU382. Currently licensed at 1 firm(s): Platinum Broking Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 20.9 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Platinum Broking Company Limited 百德能經紀有限公司 |
RO | Type 1 - Dealing in securities | 2016-05-09 | present |
| Platinum Broking Company Limited 百德能經紀有限公司 |
RO | Type 4 - Advising on securities | 2016-05-09 | present |
| Platinum Broking Company Limited 百德能經紀有限公司 |
RO | Type 1 - Dealing in securities | 2008-08-21 | 2014-01-17 |
| Platinum Broking Company Limited 百德能經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2003-05-21 | 2008-08-21 |
| Platinum Broking Company Limited 百德能經紀有限公司 |
Rep | Type 4 - Advising on securities | 2003-05-21 | 2004-04-30 |
| Platinum Broking Company Limited 百德能經紀有限公司 |
Rep | Type 6 - Advising on corporate finance | 2003-05-21 | 2004-04-30 |
| Platinum Broking Company Limited 百德能經紀有限公司 |
Rep | Type 9 - Asset management | 2003-05-21 | 2004-04-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Rupindarpal Kaur Gill during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.