Lim Heng Tan
陳林興
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lim Heng Tan (陳林興), a licensed former licensee with CE reference AAC907. This person has 12.9 years of SFC licence history. Total licence records on file: 13.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2016-02-16 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2004-03-27 |
| Zhong Zheng International Futures Limited 中證國際期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | Pre-2003 | 2016-02-16 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2016-02-16 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-03-27 |
| Zhong Zheng International Futures Limited 中證國際期貨有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2005-03-08 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2004-03-27 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2016-02-16 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-03-27 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 7 - Providing automated trading services | Pre-2003 | 2005-03-08 |
| Zhong Zheng International Futures Limited 中證國際期貨有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2005-03-08 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2005-03-08 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-03-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lim Heng Tan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.