Hong Kong SFC Licensed Individuals Directory

Jiachi Wang CE BXX973 - active, China Merchants Securities (HK) Co., Limited Jingyi Han CE BXW497 - active, Deutsche Securities Asia Limited Chong Yi Peh CE BXW281 - active, Deutsche Securities Asia Limited Yoshihiro Miyachi CE BXZ798 - active, Invictus Investment Partners Limited Timothy Paul Good CE BYB533 - ceased Shansi Chen CE BXX318 - active, Kaifeng Investment Management (Hong Kong) Limited Isobel Beatrice Ketchum Glass CE BYC405 - ceased Hsiao-Ching Hsieh CE BXY603 - active, Raffles Assets Management (HK) Co. Limited Yuliang Sun CE BXX671 - active, Redland Securities Limited Yat Wa Lam CE BMC572 - active, Rifa Securities Limited Xiaodan Sun CE BYA491 - active, iFAST Global Markets (HK) Limited Cheuk Nam Chan CE BYB822 - active, ATM Asset Management Limited Fenglin Xia CE BXX782 - active, Beta Global Capital Limited Christophe Shang Zhi Le Couedic CE BXW865 - active, CBH Asia Limited Yiwen Yang CE BXU687 - active, COFCO Asset Management (International) Company Limited Kaibin Hou CE BYA198 - active, China Galaxy International Securities (Hong Kong) Co., Limited Zixin Gan CE BRQ527 - active, Collis Capital Limited On Sang Chan CE BXY420 - active, Eddid Securities and Futures Limited Anqi Sun CE BYA865 - active, Elephas Investment Management Limited Ho Ching Cheung CE BYA658 - active, Future World Securities Investment Limited Xinyu Zhang CE BXZ794 - active, China International Capital Corporation Hong Kong Securities Limited Yiyang Hu CE BYA187 - active, GF Securities (Hong Kong) Brokerage Limited Keyan Lou CE BYA181 - active, GF Securities (Hong Kong) Brokerage Limited Yumin Yin CE BXL235 - active, GF Securities (Hong Kong) Brokerage Limited Lingkai Kong CE BYB687 - active, ICBC International Fund Management Limited Woo-Jin Jeon CE BYB624 - active, Jane Street Asia Pacific Limited Mark Bashar Rassam CE BYB606 - active, Jane Street Asia Pacific Limited Sze Ki Cheung CE BYB535 - active, Jefferies Hong Kong Limited Mengran Li CE BYB182 - active, Jefferies Hong Kong Limited Yu Sun CE BYB568 - active, Jefferies Hong Kong Limited Ke Peng CE BYC419 - active, Nomura International (Hong Kong) Limited Xiong Tao CE BYB130 - active, Nomura International (Hong Kong) Limited Yuyang Wang CE BYA600 - active, Polymer Capital Management (HK) Limited Cheuk Hei Kenden Ng CE BYB114 - active, Quam Capital Limited Sang Chul Park CE BXQ008 - active, Samsung Asset Management (Hong Kong) Limited Joshua David Levin CE BYB505 - ceased Weidong Xu CE BYB692 - active, Sinohope Asset Management (Hong Kong) Limited Joy Dat Daryl Chan CE BYB968 - active, Trivest Advisors Limited Siqi Lin CE BYA369 - active, Zhongtai International Securities Limited Ivan Man Bong Wong CE BXY606 - ceased Zhangyi Jiang CE BXX370 - active, uSmart Securities Limited Ji Liu CE BWK515 - active, LCV Management Limited Jing Rong CE BWK519 - active, LCV Management Limited Kaili Wu CE BWS650 - active, MetaQuest Limited Shaobin Xie CE BWS645 - active, MetaQuest Limited Hongmei Dai CE BYB361 - active, Aden Financial Group Limited Wing Haap Hui CE BXV557 - active, BOCOM International (Asia) Limited Yanlan Zheng CE BXX935 - active, Bright Smart Securities International (H.K.) Limited Qiyun Duan CE BYA448 - active, CMB International Securities Limited Pengfei Li CE BXQ805 - active, Changfeng Asset Management Limited Yuyao Chen CE BXX646 - active, China Securities (International) Brokerage Company Limited Tingyin Ou CE BYA884 - active, CITIC Securities Brokerage (HK) Limited Dariya Islambekova CE BYB177 - active, Ethivo Asset Management (HK) Limited Yik Yin Cyrus Kan CE BYB016 - active, Forthright Securities Company Limited Jianguo You CE BYA808 - active, Fosun International Securities Limited Ailing Zhu CE BYB438 - active, Fosun International Securities Limited Panqian Li CE BYB234 - active, Futu Securities International (Hong Kong) Limited Jiahao Qiu CE BYA597 - active, Futu Securities International (Hong Kong) Limited Motoya Miyasaka CE BYA890 - active, Invictus Investment Partners Limited Ya-Ting Ko CE BXZ960 - active, Raffles Assets Management (HK) Co. Limited Ka Man Fung CE BYB192 - active, Schroder Investment Management (Hong Kong) Limited Zhijian Li CE BXY222 - active, Soochow Securities International Brokerage Limited Huichao Ye CE BYC209 - active, TFI Securities and Futures Limited Martos Rodrigo Dupleich Ulloa CE BYB928 - ceased Sin Yee Lam CE BXX218 - active, Zhongtai International Securities Limited Adrian Cuevas Talens CE BXT876 - active, Aneto Capital Limited Zhiao Li CE BYA155 - active, CMB International Securities Limited Tammy Tsz Ching Tam CE BYB995 - active, CMB International Securities Limited Chenxiao Li CE BXX625 - active, CLSA Limited Xinyan Liu CE BYB443 - active, Citadel Securities (Hong Kong) Limited Jin Chen CE BXM822 - active, Gayang Securities Limited Qi Li CE BRQ112 - active, Hong Kong Virtual Asset Exchange Limited Zhong Wang CE BYB100 - active, ICBC International Capital Limited Lingxi Wu CE BYC211 - active, ICBC International Securities Limited Yuting Li CE BXZ784 - active, Man Investments (Hong Kong) Limited Ludovic Marc Nicolas Le Touze CE BYB726 - active, Morgan Stanley Asia Limited Daiju Noda CE BYB593 - active, SMBC Nikko Securities (Hong Kong) Limited Wenjing Zhang CE BXT856 - active, Sinovation (HK) Investment Management Co., Limited Matthew James Allred CE BXX420 - active, Zheng He Capital Management Limited Daqing Chen CE BYC705 - active, Zheshang International Financial Holdings Co., Limited Jiawei Ren CE BYB592 - active, Zheshang International Financial Holdings Co., Limited Tong Liu CE BYB216 - active, uSmart Securities Limited Feng Song CE BWQ869 - active, Tsinghua Innovation Capital Co., Limited Wei Chen CE BYB004 - active, Ark Group Holdings (Hong Kong) Limited Taejin Park CE BXU603 - active, Bosera Asset Management (International) Co., Limited Jiahua Huang CE BYB207 - active, CITIC Securities Asset Management (HK) Limited Po Yee Ng CE BXY271 - active, Emperor Corporate Finance Limited Niange Han CE BYB248 - active, Guotai Junan Securities (Hong Kong) Limited Yanbo Lu CE BYB317 - active, Guotai Junan Capital Limited Yiming Zhang CE BYB605 - active, Guotai Junan Capital Limited Yao Hua Keane Ng CE BYD141 - active, Jane Street Asia Pacific Limited Mengqi Yuan CE BYD709 - active, Jane Street Asia Pacific Limited Yuk Chun Freda Chan CE BXX817 - active, Manulife Investment Management (Hong Kong) Limited Xiangyun Wang CE BXZ855 - active, Mingze Capital International Limited Milena Tikako Matsumoto CE BYC018 - ceased Ying Li CE BYB090 - active, Prominence Investment Management Limited Kenji Kuya CE BYC395 - active, SMBC Nikko Securities (Hong Kong) Limited Yasuhiro Maehara CE BYC135 - active, SMBC Nikko Securities (Hong Kong) Limited Chenhe Tian CE BXW330 - active, Star Sky Securities Limited Xidan Cui CE BXY582 - active, VBG Capital Limited Dawei Wang CE BXX111 - active, WaterValley Capital Management (HK) Limited Hui Fung Kwok CE BXI392 - active, Yhprum Capital Management Limited Siyang Wu CE BXW029 - active, Yiyi Capital Limited Siyi Fan CE BYD665 - active, Admiralty Harbour Capital Limited Dong Lu CE BYC342 - active, BEA Union Investment Management Limited Moeka Yoshida CE BYA767 - active, CDIB Capital International (Hong Kong) Corporation Limited Chun Him Wan CE BYC913 - active, Chubb Investment Management (HK) Limited Jiayuan Zhang CE BYB839 - active, Forshine Asset Management Limited Yuxin Chen CE BYC107 - active, Fosun International Securities Limited Tianyang Wang CE BYB023 - active, Guotai Junan Securities (Hong Kong) Limited Yijun Wu CE BYB157 - active, Guotai Junan Capital Limited Hiu Chong Fung CE BYC087 - active, HSBC Institutional Trust Services (Asia) Limited Chi Wang CE BYC236 - active, Huatai Financial Holdings (Hong Kong) Limited Xiaopeng Li CE BYC570 - active, LMR Partners Limited Keishi Mitsuda CE BYD671 - ceased Yeuk Fei Ko CE BYB764 - active, OSL Digital Securities Limited Jingnan Cao CE BYB952 - active, Orient Securities (Hong Kong) Limited Xueqing Jiang CE BYB951 - active, Orient Securities (Hong Kong) Limited Ji Ni CE BYB678 - active, Orient Securities (Hong Kong) Limited Hongwei Xue CE BYB873 - ceased Jiayi Yu CE BYB820 - active, Orient Securities (Hong Kong) Limited Tianyang Niu CE BYC074 - active, Point72 Hong Kong Limited Wanqiu Huang CE BXT822 - active, SPDB International Securities Limited Matthew Sanders Helman CE BYB284 - active, TPG Capital, Limited Yu Hin Wong CE BXW043 - active, ARTE Capital Management Limited Wing Yee Au CE BXY565 - active, Annum Asset Management (Hong Kong) Limited Wai In Lei CE BYB297 - active, Ascender Capital Limited Pui Kwan Chu CE BYC403 - active, BCT Financial Limited Yargi Yekta Aker CE BYC159 - active, Balyasny Asset Management (Hong Kong) Limited Federico Braga CE BYC160 - active, Balyasny Asset Management (Hong Kong) Limited Yuanfei Ling CE BYA984 - active, CITIC Securities Asset Management (HK) Limited Yanjie Huang CE BXV915 - active, China Industrial Securities International Capital Limited Xiaomei Deng CE BYA272 - active, China Merchants Securities (HK) Co., Limited Wenqi Zheng CE BVH717 - active, China Merchants Securities (HK) Co., Limited Marc Jonathen Segall CE BYB994 - ceased Kin Hei Chan CE BXN652 - active, Futu Securities International (Hong Kong) Limited Hei Yuen Lau CE BYB221 - active, Futu Securities International (Hong Kong) Limited Boyi Bao CE BYB176 - active, Guotai Junan Securities (Hong Kong) Limited Zitian Chen CE BYB581 - active, Haitong International Capital Limited Huadong Li CE BYB584 - active, Haitong International Capital Limited Hao Wang CE BYB159 - active, Haitong International Research Limited Shaodan Li CE BYB582 - active, Haitong International Capital Limited Ben Wang CE BYB044 - active, Haitong International Capital Limited Junhu Wang CE BYB580 - active, Haitong International Capital Limited Guoli Xu CE BYB086 - active, Haitong International Capital Limited Kaiqi Yin CE BYB045 - active, Haitong International Capital Limited Shun Zhang CE BXV694 - active, OSL Digital Securities Limited Lotfi Karoui CE BYD694 - ceased Patsy Pui Sze Pech Leung CE BYB591 - active, Peakhouse Asset Management Limited Ruochen Hao CE BYC573 - active, Point72 Hong Kong Limited Kwun Man Lam CE BXU671 - active, Raffles Assets Management (HK) Co. Limited Chao Chen CE BXY348 - active, Sinolink Securities (Hong Kong) Company Limited Zihan Lin CE BYB099 - active, Somerley Capital Limited William James Tatlow CE BXX725 - active, Welwing Capital Group Limited Sijing Tao CE BXU531 - active, Winbull Securities International (Hong Kong) Limited Ziyue Feng CE BXW438 - active, Wisdom Alpha Asset Management Limited Yanxun Chen CE BXZ907 - active, XinXi Asset Management (Hong Kong) Limited Nathaniel Wilson CE BYA499 - ceased Xiongwen Fan CE BXY421 - active, uSmart Securities Limited Yiyuan Hou CE BYB750 - active, Alpine Securities Limited Chiu Ting Anson Chan CE BYB833 - active, Alvarez & Marsal Corporate Finance Limited Thai Thanh Nguyen CE BYB835 - active, Alvarez & Marsal Corporate Finance Limited King Nam Wan CE BYB834 - active, Alvarez & Marsal Corporate Finance Limited Sichao Huang CE BXZ868 - active, BOCI Asia Limited Julien Chi-Leung Kwan CE BYA437 - active, Barclays Capital Asia Limited Wui Nga Choi CE BXS010 - active, CBRE Capital Advisors Asia Pacific Limited Ho Law CE BXV865 - active, CASH Asset Management Limited Junru Kou CE BYA535 - active, CITIC Securities Asset Management (HK) Limited Wing Chi Rachel Chan CE BYA414 - active, CITIC Securities International Global Markets Limited Zhanming Xu CE BYA413 - active, CITIC Securities International Global Markets Limited Xu Yang CE BYA412 - active, CITIC Securities International Global Markets Limited Siyu Deng CE BYD038 - active, Citadel Securities (Hong Kong) Limited Chengming Ye CE BXY165 - active, Da Cheng International Asset Management Company Limited Junjie Meng CE BXX902 - active, Dragonstone Capital Management Limited Wensi Xie CE BXX748 - active, Dragonstone Capital Management Limited Faraz Syed CE BXU784 - ceased Xuanling Pan CE BXS367 - active, Guotai Junan Securities (Hong Kong) Limited Jinghan Zhang CE BYB962 - active, Guotai Junan Capital Limited Jason Erik Moshos CE BYB761 - ceased Jingqi Zhao CE BXV653 - active, Hartford Capital Limited Yingjian Fang CE BXX910 - active, ICBC International Capital Limited Oi Yuk Tang CE BYA530 - active, Manulife Investment Management (Hong Kong) Limited Yohan Jang CE BXW951 - active, OP Investment Management Limited Xinyao Shen CE BYC814 - active, SMBC Nikko Securities (Hong Kong) Limited Haowen Zhou CE BXU749 - active, Silver Nile Global Investments Limited Cheng Wang CE BXN413 - active, Sinolink Securities (Hong Kong) Company Limited Xin Zhang CE BXD659 - active, Zhongtai International Securities Limited Wo Hing Cheung CE BYC004 - active, AK Capital Limited Jinyu Qu CE BYC780 - active, Admiralty Harbour Capital Limited Yiling Shi CE BYA702 - active, CITIC CFI Securities Company Limited Yichen Zhan CE BYA227 - active, China International Capital Corporation Hong Kong Securities Limited Zifan Ding CE BYB186 - active, CITIC Securities International Global Markets Limited Shaoqing Yi CE BYB319 - active, CITIC Securities International Global Markets Limited Bingxin Gan CE BYA696 - active, CMB International Global Markets Limited Yafei Mou CE BXX343 - active, CNCBI Trustee Limited Sze Kai Tong CE BVD547 - active, CNCBI Trustee Limited Chi Tat Wong CE BXX352 - active, CNCBI Trustee Limited Sirui Zha CE BXX351 - active, CNCBI Trustee Limited Difei Gu CE BYC063 - active, China Securities (International) Brokerage Company Limited Hong Wu CE BYA679 - active, China Merchants Securities (HK) Co., Limited Dingkun Ye CE BYA678 - active, China Merchants Securities (HK) Co., Limited Kun Huang CE BYB594 - active, China International Capital Corporation Hong Kong Securities Limited Chuancheng Gong CE BWV388 - active, DA YUE Financial Group Limited Hao Wu CE BXT618 - active, Dawning Asset Management Limited Yuk Hang Wong CE BUQ383 - active, EnSphere Investment Management Limited Pai Zhou CE BUO882 - active, Fosun International Securities Limited Bozhi Dong CE BYB814 - active, GF Futures (Hong Kong) Co., Limited Yingqi Zhang CE BYC400 - active, Keypoint Asset Management Company Limited Nicholas Adam Netzer CE BYA449 - active, Leo Capital Corp (Hong Kong) Limited Christophe Cedric Pascal Page CE BWK480 - active, MCM Asia Limited Wenting Xi CE BXW750 - active, Minority Asset Management Limited Siying Ma CE BXQ950 - active, SIIC Capital (Hong Kong) Investment Management Company Limited Ho Lam Wong CE BYD829 - active, Value Partners Hong Kong Limited Boyang Li CE BYC941 - active, Taikang Asset Management (Hong Kong) Company Limited Zhang Zhang CE BVS592 - active, Yellow River Securities Limited Shing Hin Mok CE BXX374 - active, uSmart Securities Limited Hongyu Chen CE BYD766 - active, CMBC Securities Company Limited Yee Mei Chiu CE BXX664 - active, CNCBI Trustee Limited Hei Yin Wong CE BYB442 - active, Eddid Capital Limited Yue Zhao CE BYC404 - active, Eclipse Options (HK) Limited Yau Nga Ng CE BUB030 - active, Everbright Securities Investment Services (HK) Limited Shuyuan Huang CE BYC999 - active, Finloop Finance Limited Mingxin He CE BYC807 - active, Forthright Securities Company Limited Yiqian Xu CE BYD006 - active, Fosun International Asset Management Limited Xiang Gao CE BYC103 - active, Fosun International Securities Limited Hok Leung Lam CE BXY336 - active, Full Vision Asset Management Limited Jianhui Liu CE BYC932 - active, Guosen Securities (HK) Brokerage Company, Limited Ding Wang CE BXY600 - active, HarbourVest Partners (Asia) Limited Wenwei Zhong CE BYC217 - active, ICBC International Capital Limited Vincent Guo Sheng Guo CE BYE267 - active, Jin Yi Financial Group Limited Ryo Kobayashi CE BYE312 - active, Jefferies Hong Kong Limited Herbert Chris Wang CE BYB296 - active, Longqi Scientific (Hong Kong) Limited Ziqing Meng CE BYB470 - active, Lugard Capital Limited Kaifeng Zhang CE BYB679 - active, Orient Securities (Hong Kong) Limited Wing Huen Cheung CE BXM350 - active, Prime Securities Limited Yixin Chen CE BYC768 - active, Shenwan Hongyuan Securities (H.K.) Limited Ksenia Papkov CE BYB836 - active, State Street Global Advisors Asia Limited Zhe Zhao CE BYC753 - active, TFI Securities and Futures Limited Fu-Rong Ko CE BXU782 - active, Yiyi Capital Limited Tien Li Liu CE BXY529 - active, Yuanta Securities (Hong Kong) Company Limited Long Chen CE BXH407 - active, LYFE Capital Investment Management (Hong Kong) Limited Yuan Li CE BXH408 - active, LYFE Capital Investment Management (Hong Kong) Limited Wenbin Yang CE BYC411 - active, 3W Fund Management Limited Lin Sun CE BXZ800 - active, APINVEST PARTNERS LIMITED Yui Cheung CE BYB993 - active, Arrowpoint Investment Partners (Hong Kong) Limited Yuanqing Shen CE BYB498 - active, BDA Partners (HK) Limited Ziyuan Xu CE BYB059 - active, China Merchants Securities (HK) Co., Limited Timothy Weihao Soo CE BYA699 - ceased Ho Tsun Aaron Lee CE BYD908 - active, FWD Financial Planning Limited Mei Kang CE BYC010 - active, Finloop Finance Limited